BIPL Securities Limited (a listed brokerage house) is seeking for Compliance Officer for its Head Office- Karachi. Prior experience of brokerage required.
Minimum Education: Graduate, Preference ACCA Affiliate, MBA or M.Com
3-5 years’ experience of handling Compliance functions with PSX, PMEX, NCCPL, CDC & SECP rules and regulations. Coordinate with the regulatory bodies on investigation & inquiries and liaise with various departments for completion of related tasks. Review the appropriateness & Implementation of procedure to detect any unusual/illegal activities on ongoing basis. Screening of the applicant in US Sanctions list, FIA Red Book, NATCA,Prescribed-Organizations list. Review the design & Implementation of control & procedure established on trade activates carried out by employees. Ensure that appropriate policies & procedures to minimize conflict of interest btw securities broker and its customers are in place & adhered to.
• Should possess good knowledge of risk management and compliance audit.
• Should have good communication skill including oral and written report writing.
Interested candidates may share their updated resume to firstname.lastname@example.org latest by April 30th, 2020 and mention” compliance Officer “ in subject line.